DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher Marshall

LPL Financial LLCBD affiliatedBangor, Medual registrantIAPD 5610215

Feed of 09/14/2026

Also filed as Chris R. Marshall

At current firm

2 y

since Apr 22, 2024

In the industry

17 y

since Dec 30, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Apr 22, 2024 · Bangor, Me
Grove Point Advisors, LLC former
Apr 1, 2021 to Apr 23, 2024 · Rockville, Md
H. Beck, Inc. former
Jun 29, 2020 to Apr 1, 2021 · Bangor, Me
Securities America Advisors, Inc. former
Oct 31, 2019 to Jun 30, 2020 · Bangor, Me
Avantax Advisory Services former
Sep 20, 2018 to Nov 14, 2019 · Bangor, Me
Alterity Financial Group, LLC former
Mar 7, 2016 to Jul 24, 2018 · Bangor, Me
Edward Jones national BD
Jan 14, 2009 to Mar 9, 2015 · Bangor, Me

Moves

a registration end followed by a registration begin elsewhere

Grove Point Advisors, LLC to LPL Financial LLC
left Apr 23, 2024, registered Apr 22, 2024 (-1 days) · Affiliated broker-dealer or bank to another
H. Beck, Inc. to Grove Point Advisors, LLC
left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
Securities America Advisors, Inc. to H. Beck, Inc.
left Jun 30, 2020, registered Jun 29, 2020 (-1 days) · Affiliated broker-dealer or bank to another
Avantax Advisory Services to Securities America Advisors, Inc.
left Nov 14, 2019, registered Oct 31, 2019 (-14 days) · Affiliated broker-dealer or bank to another
Alterity Financial Group, LLC to Avantax Advisory Services
left Jul 24, 2018, registered Sep 20, 2018 (58 days) · RIA to affiliated broker-dealer or bank
Edward Jones to Alterity Financial Group, LLC
left Mar 9, 2015, registered Mar 7, 2016 (364 days) · Other

Signals

Christopher Marshall left Grove Point Advisors, Llc for Lpl Financial Llc (registered 2024-04-22)
Apr 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address