DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••••• H•••• K•••

B••••• P••••• A•••••••• L••independent RIANewport Beach, Ca IA-onlyIAPD 5614788

Feed of 09/15/2026

Also filed as Rashad Khan

At current firm

1 y

since Mar 31, 2025

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• P••••• A•••••••• L•• independent RIA current
since Mar 31, 2025 · Denver, Co
J••• M••••• S••••••••• L•• wirehouse
Oct 16, 2023 to Mar 7, 2025 · Denver, Co
C•••••• S••••• • C••• I••• national BD
Sep 1, 2021 to Sep 6, 2023 · Lone Tree, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Mar 10, 2020 to Jul 23, 2021 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to B••••• P••••• A•••••••• L••
left Mar 7, 2025, registered Mar 31, 2025 (24 days) · Wirehouse to independent RIA
C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Sep 6, 2023, registered Oct 16, 2023 (40 days) · Affiliated broker-dealer or bank to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••
left Jul 23, 2021, registered Sep 1, 2021 (40 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

R••••••• H•••• K••• left J••• M••••• S••••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2025-03-31)
Mar 7, 2025 · Advisor changed firm · fact
R••••••• H•••• K••• left C•••••• S••••• • C••• I••• for J••• M••••• S••••••••• L•• (registered 2023-10-16)
Sep 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address