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Registered advisor
J•• P••••• B••••
Feed of 09/14/2026
Also filed as J•• P••••• B••••
At current firm
14 y
since May 7, 2012
In the industry
17 y
since Apr 17, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 7, 2012 · Rolling Hills Estates, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerAug 11, 2010 to Aug 23, 2012 · San Francisco, Ca
- U•• F•••••••• S••••••• I••• wirehouseApr 20, 2009 to Aug 3, 2010 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• P•••••• W••••• A••••••• L•• to M••••• S••••••left Aug 23, 2012, registered May 7, 2012 (-108 days) · Other
- U•• F•••••••• S••••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••left Aug 3, 2010, registered Aug 11, 2010 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address