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Registered advisor
M•••••• J••••• S••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• S••••••
At current firm
9 y
since Sep 26, 2016
In the industry
17 y
since Feb 19, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• P••••••• independent RIA currentsince Sep 26, 2016 · Overland Park, Ks
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 14, 2013 to Apr 26, 2016 · Columbus, Oh
- T• A••••••••• I••• formerAug 14, 2013 to Apr 26, 2016 · Columbus, Oh
- C•••• I••••••••• S••••••• C•••• formerDec 9, 2010 to Jul 22, 2011 · Gilbert, Az
- E••••• J•••• national BDFeb 19, 2009 to Nov 24, 2010 · Queen Creek, Az
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C••••••• P•••••••left Apr 26, 2016, registered Sep 26, 2016 (153 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 26, 2016, registered Aug 14, 2013 (-986 days) · channel change inside one enterprise, not a move · moved with a team
- C•••• I••••••••• S••••••• C•••• to T• A••••••••• I•••left Jul 22, 2011, registered Aug 14, 2013 (754 days) · Other
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Nov 24, 2010, registered Dec 9, 2010 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address