DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• M• B••••••

T•• A•••••••• I•••BD affiliatedSummit, Nj dual registrantIAPD 5619592

Feed of 09/14/2026

At current firm

1 y

since Nov 26, 2024

In the industry

17 y

since Dec 19, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• I••• BD affiliated current
since Nov 26, 2024 · Arlington Heights, Il
L•• F•••••••• L•• BD affiliated
Oct 19, 2018 to Oct 8, 2024 · Crystal Lake, Il
C••••• A•••••• N••••••• L•• former
Sep 17, 2015 to Oct 21, 2018 · Crystal Lake, Il
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Sep 24, 2015 · Elgin, Il
C•••• I••••••••• S••••••• C•••• former
Aug 9, 2010 to Oct 1, 2012 · Elgin, Il

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to T•• A•••••••• I•••
left Oct 8, 2024, registered Nov 26, 2024 (49 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to L•• F•••••••• L••
left Oct 21, 2018, registered Oct 19, 2018 (-2 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to C••••• A•••••• N••••••• L••
left Sep 24, 2015, registered Sep 17, 2015 (-7 days) · Other
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

J•••• M• B•••••• left L•• F•••••••• L•• for T•• A•••••••• I••• (registered 2024-11-26)
Oct 8, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address