C•••• D••••• C••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedGrafton, Oh dual registrantIAPD 5619612

Feed of 09/14/2026

Also filed as C•••• C••••

At current firm

6 y

since May 15, 2020

In the industry

17 y

since Jan 30, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since May 15, 2020 · Grafton, Oh
C••••••• S••••••••• I••• BD affiliated
Apr 25, 2017 to May 15, 2020 · Toledo, Oh
H••••••••• F•••••••• A••••••• BD affiliated
Feb 1, 2017 to Apr 26, 2017 · Oberlin, Oh
L•• F•••••••• L•• BD affiliated
Sep 18, 2013 to Feb 1, 2017 · North Olmsted, Oh
F••••••••• A•••••••• I••• unclassified
Dec 9, 2010 to Sep 18, 2013 · Lagrange, Oh
E••••• J•••• national BD
Feb 19, 2009 to Dec 2, 2010 · Strongsville, Oh

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 15, 2020, registered May 15, 2020 (0 days) · Affiliated broker-dealer or bank to another
H••••••••• F•••••••• A••••••• to C••••••• S••••••••• I•••
left Apr 26, 2017, registered Apr 25, 2017 (-1 days) · Other · moved with a team
L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••
left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
F••••••••• A•••••••• I••• to L•• F•••••••• L••
left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
E••••• J•••• to F••••••••• A•••••••• I•••
left Dec 2, 2010, registered Dec 9, 2010 (7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address