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- Professional profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- S•••••••• A•••••••• L•• BD affiliated currentsince Aug 26, 2022 · Town And Country, Mo
- W•••• F•••• A••••••• wirehouseApr 24, 2013 to Sep 6, 2022 · St. Louis, Mo
- W•••• F•••• A••••••• to S•••••••• A•••••••• L••left Sep 6, 2022, registered Aug 26, 2022 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- ••• LockedSep 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address