M••••• J• M•••••

S•••••••• A••••••• L••national BDPalm Beach Gardens, Fl dual registrantIAPD 5620569

Feed of 09/15/2026

Also filed as M••••• M•••••

At current firm

1 y

since Mar 31, 2025

In the industry

15 y

since Jun 13, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Lake Worth, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Mar 16, 2023 to Mar 31, 2025 · Palm Beach Gardens, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Nov 9, 2018 to May 18, 2022 · Delray Beach, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 2, 2011 to Oct 8, 2018 · Boynton Beach, Fl
C•••• I••••••••• S••••••• C•••• former
Jun 16, 2011 to Sep 28, 2011 · Lake Worth, Fl

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
T••••• A••••••• S•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left May 18, 2022, registered Mar 16, 2023 (302 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••
left Oct 8, 2018, registered Nov 9, 2018 (32 days) · Wirehouse to affiliated broker-dealer or bank
C•••• I••••••••• S••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 28, 2011, registered Nov 2, 2011 (35 days) · Other

Signals

M••••• J• M••••• left T••••• A••••••• S•••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-03-16)
May 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address