RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G• B••••••••
- M••••• S•••••• wirehouse currentsince Apr 17, 2026 · West Palm Beach, Fl
- J••• M••••• S••••••••• L•• wirehouseFeb 14, 2020 to Apr 14, 2026 · Palm Beach Gardens, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 1, 2018 to Feb 18, 2020 · Palm Beach, Fl
- J••• M••••• S••••••••• L•• wirehouseMar 28, 2016 to Jul 26, 2017 · Delray Beach, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 9, 2013 to Feb 23, 2016 · Fort Lauderdale, Fl
- T• A••••••••• I••• formerOct 9, 2013 to Feb 23, 2016 · Fort Lauderdale, Fl
- J••• M••••• S••••••••• L•• to M••••• S••••••left Apr 14, 2026, registered Apr 17, 2026 (3 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Feb 18, 2020, registered Feb 14, 2020 (-4 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 26, 2017, registered Feb 1, 2018 (190 days) · Wirehouse to wirehouse
- T• A••••••••• I••••••••• M••••••••• L•• to J••• M••••• S••••••••• L••left Feb 23, 2016, registered Mar 28, 2016 (34 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 23, 2016, registered Dec 9, 2013 (-806 days) · channel change inside one enterprise, not a move
- M•••••• G• B•••••••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2026-04-17)Apr 14, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address