DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• C•••••••

C••••• I••••••••• A••••••• L••BD affiliatedShelby Township, Midual registrantIAPD 5622949

Feed of 09/14/2026

Also filed as J••••• Cattareo

At current firm

4 y

since Apr 29, 2022

In the industry

17 y

since Feb 13, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Apr 29, 2022 · Shelby Township, Mi
H••••••••• F•••••••• A••••••• BD affiliated
Oct 14, 2021 to May 6, 2022 · Shelby Township, Mi
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2020 to Oct 13, 2021 · Troy, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 25, 2018 to Jun 30, 2020 · Bloomfield Hills, Mi
P•• W••••• M••••••••• BD affiliated
Dec 15, 2014 to Jul 2, 2018 · Chesterfield, Mi
H••••••••• F•••••••• A••••••• BD affiliated
Feb 14, 2013 to Dec 4, 2014 · Clinton Township, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 11, 2012 to Feb 5, 2013 · Troy, Mi
L•• F•••••••• L•• BD affiliated
Jul 2, 2010 to Dec 4, 2012 · Sterling Heights, Mi

Moves

a registration end followed by a registration begin elsewhere

H••••••••• F•••••••• A••••••• to C••••• I••••••••• A••••••• L••
left May 6, 2022, registered Apr 29, 2022 (-7 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to H••••••••• F•••••••• A•••••••
left Oct 13, 2021, registered Oct 14, 2021 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• A••••••• L••
left Jun 30, 2020, registered Jun 29, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank
P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 2, 2018, registered Jun 25, 2018 (-7 days) · Affiliated broker-dealer or bank to wirehouse
H••••••••• F•••••••• A••••••• to P•• W••••• M•••••••••
left Dec 4, 2014, registered Dec 15, 2014 (11 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••••••••• F•••••••• A•••••••
left Feb 5, 2013, registered Feb 14, 2013 (9 days) · Other
L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 4, 2012, registered Dec 11, 2012 (7 days) · Other

Signals

J••••• C••••••• no longer holds an investment adviser registration (last listed at C••••• I••••••••• A••••••• L•• on the 2026-09-17 feed)
Sep 17, 2026 · Advisor registration ended · derived
J••••• C••••••• left H••••••••• F•••••••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2022-04-29)
May 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address