A••••• C•••••• I••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since May 19, 2025 · Colorado Springs, Co
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jun 22, 2018 to Jun 11, 2025 · Colorado Springs, Co
• I••••••••• P••••••••• I••• former
  Mar 21, 2011 to Sep 24, 2018 · San Antonio, Tx
• E••••• J•••• national BD
  Feb 25, 2009 to Mar 18, 2011 · Colorado Springs, Co

• A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jun 11, 2025, registered May 19, 2025 (-23 days) · Affiliated broker-dealer or bank to another · moved with a team
• I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Sep 24, 2018, registered Jun 22, 2018 (-94 days) · corporate re-registration, not a move
• E••••• J•••• to I••••••••• P••••••••• I•••
  left Mar 18, 2011, registered Mar 21, 2011 (3 days) · Other

• A••••• C•••••• I•••• left A••••••••• F•••••••• S•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-05-19)
  Jun 11, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address