DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• F•••••• O•••••

W••••••••• I••••••••• M••••••••• L••independent RIAOmaha, NeIA-onlyIAPD 5623739

Feed of 09/14/2026

Also filed as James Ferrell Obrien

At current firm

2 y

since Jul 12, 2024

In the industry

17 y

since Aug 8, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••••••• I••••••••• M••••••••• L•• independent RIA current
since Jul 12, 2024 · Omaha, Ne
W••••••••• P••••••• independent RIA
Jan 15, 2020 to Jul 12, 2024 · Omaha, Ne
W••••••••• P••••••• former
Dec 23, 2011 to Jul 10, 2020 · Omaha, Ne
L•• F•••••••• L•• BD affiliated
Feb 12, 2010 to Jan 11, 2012 · Omaha, Ne
S••••••• F•••••••• S•••••••• I••• former
Aug 14, 2009 to Nov 17, 2009 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

W••••••••• P••••••• to W••••••••• I••••••••• M••••••••• L••
left Jul 12, 2024, registered Jul 12, 2024 (0 days) · RIA to RIA · moved with a team
W••••••••• P••••••• to W••••••••• P•••••••
left Jul 10, 2020, registered Jan 15, 2020 (-177 days) · corporate re-registration, not a move
L•• F•••••••• L•• to W••••••••• P•••••••
left Jan 11, 2012, registered Dec 23, 2011 (-19 days) · Other
S••••••• F•••••••• S•••••••• I••• to L•• F•••••••• L••
left Nov 17, 2009, registered Feb 12, 2010 (87 days) · Other

Signals

James Ferrell Obrien left Wealthplan Partners for Wealthplan Investment Management Llc (registered 2024-07-12)
Jul 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address