A•• L••• H•••••

• W•••• F•••• A••••••• wirehouse current
  since May 26, 2017 · East Lansing, Mi
• F•••• T•••• S••••••••• I••• BD affiliated
  May 30, 2013 to May 19, 2017 · East Lansing, Mi
• T••••••• I••••••••• M••••••••• I••• BD affiliated
  Sep 21, 2012 to Apr 29, 2013 · Detroit, Mi
• F•••• T•••• S••••••••• I••• BD affiliated
  May 4, 2009 to Sep 13, 2012 · East Lansing, Mi

• F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••
  left May 19, 2017, registered May 26, 2017 (7 days) · Other · moved with a team
• T••••••• I••••••••• M••••••••• I••• to F•••• T•••• S••••••••• I•••
  left Apr 29, 2013, registered May 30, 2013 (31 days) · Other
• F•••• T•••• S••••••••• I••• to T••••••• I••••••••• M••••••••• I•••
  left Sep 13, 2012, registered Sep 21, 2012 (8 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address