RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••
- C•••••• S••••• • C••• I••• national BD currentsince Oct 22, 2025 · Atlanta, Ga
- I•••••• A•••••••• I••• asset managerMay 19, 2017 to Sep 2, 2025 · Houston, Tx
- L•• F•••••••• L•• BD affiliatedNov 18, 2014 to May 10, 2017 · Ville Platte, La
- S•••••• W••••• P•••••••• L•• BD affiliatedOct 28, 2013 to Nov 18, 2014 · Ville Platte, La
- E••••• J•••• national BDNov 7, 2011 to Oct 28, 2013 · Maryland Heights, Mo
- I•••••• A•••••••• I••• to C•••••• S••••• • C••• I•••left Sep 2, 2025, registered Oct 22, 2025 (50 days) · Other
- L•• F•••••••• L•• to I•••••• A•••••••• I•••left May 10, 2017, registered May 19, 2017 (9 days) · Other
- S•••••• W••••• P•••••••• L•• to L•• F•••••••• L••left Nov 18, 2014, registered Nov 18, 2014 (0 days) · Other
- E••••• J•••• to S•••••• W••••• P•••••••• L••left Oct 28, 2013, registered Oct 28, 2013 (0 days) · Other
- David Mayeux left Invesco Advisers, Inc. for Charles Schwab & Co., Inc. (registered 2025-10-22)Sep 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address