RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• A••••• G•••••
- P•• A••••••• S•••••••• L•• independent RIA currentsince May 1, 2026 · Houston, Tx
- W•••• E••••• G••••• I••• BD affiliated currentsince May 16, 2021 · Houston, Tx
- E•••••••• A•••••••• L•• national BDNov 9, 2011 to May 17, 2021 · Bellaire, Tx
- I••••••••• P••••••••• I••• formerApr 1, 2011 to Nov 17, 2011 · Tomball, Tx
- M•• F•••••••• S•••••••• I••• formerJul 23, 2010 to Apr 14, 2011 · Houston, Tx
- E•••••••• A•••••••• L•• to W•••• E••••• G••••• I•••left May 17, 2021, registered May 16, 2021 (-1 days) · Affiliated broker-dealer or bank to another
- I••••••••• P••••••••• I••• to E•••••••• A•••••••• L••left Nov 17, 2011, registered Nov 9, 2011 (-8 days) · Other
- M•• F•••••••• S•••••••• I••• to I••••••••• P••••••••• I•••left Apr 14, 2011, registered Apr 1, 2011 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address