DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stuart Shaun Choy

Fartherindependent RIASan Francisco, Ca IA-onlyIAPD 5626973

Feed of 09/15/2026

At current firm

0 y

since Jan 1, 2026

In the industry

17 y

since Apr 6, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Vice President, Wealth Advisorreportedfarther.comfirm site, Sep 15, 2026
Professional profile: farther.com/advisor/stuart-choyreportedfarther.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Farther independent RIA current
since Jan 1, 2026 · San Francisco, Ca
Sound Income Strategies, LLC independent RIA
May 12, 2023 to Aug 20, 2025 · San Jose, Ca
Ae Wealth Management, LLC BD affiliated
Jul 8, 2019 to Oct 27, 2022 · Hercules, Ca
Peak American Investment Advisors, Inc. independent RIA
Nov 6, 2012 to Jun 19, 2019 · Moraga, Ca
U.S. Bancorp Advisors, LLC BD affiliated
Apr 28, 2010 to Sep 3, 2010 · Orinda, Ca
Wells Fargo Investments, LLC unclassified
Apr 7, 2009 to Sep 14, 2009 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

Sound Income Strategies, LLC to Farther
left Aug 20, 2025, registered Jan 1, 2026 (134 days) · RIA to RIA
Ae Wealth Management, LLC to Sound Income Strategies, LLC
left Oct 27, 2022, registered May 12, 2023 (197 days) · Affiliated broker-dealer or bank to independent RIA
Peak American Investment Advisors, Inc. to Ae Wealth Management, LLC
left Jun 19, 2019, registered Jul 8, 2019 (19 days) · RIA to RIA
U.S. Bancorp Advisors, LLC to Peak American Investment Advisors, Inc.
left Sep 3, 2010, registered Nov 6, 2012 (795 days) · Other
Wells Fargo Investments, LLC to U.S. Bancorp Advisors, LLC
left Sep 14, 2009, registered Apr 28, 2010 (226 days) · Other

Signals

Stuart Shaun Choy left Sound Income Strategies, Llc for Farther (registered 2026-01-01)
Aug 20, 2025 · Advisor changed firm · fact
Stuart Shaun Choy left Ae Wealth Management, Llc for Sound Income Strategies, Llc (registered 2023-05-12)
Oct 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address