RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• F••• M•••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Mar 26, 2018 · Columbus, Oh
- I• A••••••• S•••••••• I••• formerAug 18, 2015 to Mar 23, 2018 · Clayton, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 30, 2012 to Jun 19, 2015 · Beavercreek, Oh
- F•••• C•••••• F•••••••• P•••••••• I••• formerFeb 1, 2010 to Aug 31, 2012 · Beavercreek, Oh
- E••••• J•••• national BDMay 6, 2009 to Oct 30, 2009 · Clayton, Oh
- I• A••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Mar 23, 2018, registered Mar 26, 2018 (3 days) · Other
- M•• I•••••••• S•••••••• L•• to I• A••••••• S•••••••• I•••left Jun 19, 2015, registered Aug 18, 2015 (60 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to M•• I•••••••• S•••••••• L••left Aug 31, 2012, registered Jul 30, 2012 (-32 days) · Other
- E••••• J•••• to F•••• C•••••• F•••••••• P•••••••• I•••left Oct 30, 2009, registered Feb 1, 2010 (94 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address