DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••••• A•••• K•••••••

C••••••• S••••••••• I•••BD affiliatedConshohocken, Pa dual registrantIAPD 5632847

Feed of 09/15/2026

Also filed as Matt K•••••••

At current firm

4 y

since May 5, 2022

In the industry

17 y

since Mar 12, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since May 5, 2022 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
May 1, 2019 to Feb 11, 2022 · New York, Ny
S•••••••• S••••••••• BD affiliated
Oct 3, 2017 to Apr 3, 2019 · South Richmond Hill, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 29, 2016 to Sep 27, 2017 · Astoria, Ny
E•••••• C•••••• M••••••••• L•• former
Apr 17, 2015 to Aug 8, 2016 · New York, Ny
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Mar 11, 2015 · New York, Ny
C•••• I••••••••• S••••••• C•••• former
Dec 23, 2011 to Oct 1, 2012 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to C••••••• S••••••••• I•••
left Feb 11, 2022, registered May 5, 2022 (83 days) · Affiliated broker-dealer or bank to another
S•••••••• S••••••••• to C•••••••• G••••• M•••••• I•••
left Apr 3, 2019, registered May 1, 2019 (28 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• S•••••••••
left Sep 27, 2017, registered Oct 3, 2017 (6 days) · Other
E•••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 8, 2016, registered Nov 29, 2016 (113 days) · Other
J••• M••••• S••••••••• L•• to E•••••• C•••••• M••••••••• L••
left Mar 11, 2015, registered Apr 17, 2015 (37 days) · Other
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

M•••••••• A•••• K••••••• left C•••••••• G••••• M•••••• I••• for C••••••• S••••••••• I••• (registered 2022-05-05)
Feb 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address