RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• L• C•••••
- P•••••••• V•••••• P•••••••• L•• asset manager currentsince Jan 1, 2026 · Menlo Park, Ca
- S•• I••••••••• S••••••• I••• formerSep 14, 2021 to Jul 29, 2022 · Denver, Co
- W•••••••• M••••••••• L•• asset managerFeb 8, 2018 to Sep 16, 2021 · Boulder, Co
- P• S••••••• L•• formerFeb 27, 2009 to Nov 1, 2016 · Boulder, Co
- S•• I••••••••• S••••••• I••• to P•••••••• V•••••• P•••••••• L••left Jul 29, 2022, registered Jan 1, 2026 (1252 days) · Other
- W•••••••• M••••••••• L•• to S•• I••••••••• S••••••• I•••left Sep 16, 2021, registered Sep 14, 2021 (-2 days) · Other
- P• S••••••• L•• to W•••••••• M••••••••• L••left Nov 1, 2016, registered Feb 8, 2018 (464 days) · Other
- C•••• L• C••••• left S•• I••••••••• S••••••• I••• for P•••••••• V•••••• P•••••••• L•• (registered 2026-01-01)Jul 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address