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Registered advisor
M•••••• J••••• G••••••
Feed of 09/14/2026
At current firm
0 y
since Nov 14, 2025
In the industry
17 y
since Mar 25, 2009 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 14, 2025 · Cary, Nc
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 8, 2022 to Oct 18, 2024 · Raleigh, Nc
- K••••• A••••••• S•••••••• L•• BD affiliatedDec 4, 2020 to Jun 8, 2022 · Austin, Tx
- A••••• A•• P••••••• S••••••• BD affiliatedOct 29, 2015 to Nov 13, 2020 · Chapel Hill, Nc
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 23, 2012 to Apr 9, 2015 · Cary, Nc
- T• A••••••••• I••• formerFeb 23, 2012 to Apr 9, 2015 · Cary, Nc
- H•••••• T••••••• • K•••• L•• independent RIAApr 13, 2009 to Sep 2, 2011 · Morrisville, Nc
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Oct 18, 2024, registered Nov 14, 2025 (392 days) · Affiliated broker-dealer or bank to another
- K••••• A••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 8, 2022, registered Jun 8, 2022 (0 days) · Affiliated broker-dealer or bank to another
- A••••• A•• P••••••• S••••••• to K••••• A••••••• S•••••••• L••left Nov 13, 2020, registered Dec 4, 2020 (21 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Apr 9, 2015, registered Feb 23, 2012 (-1141 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 9, 2015, registered Feb 23, 2012 (-1141 days) · Other
- H•••••• T••••••• • K•••• L•• to T• A••••••••• I•••left Sep 2, 2011, registered Feb 23, 2012 (174 days) · Other
Signals
- M•••••• J••••• G•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-11-14)Oct 18, 2024 · Advisor changed firm · fact
- M•••••• J••••• G•••••• left K••••• A••••••• S•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-06-08)Jun 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address