DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A•••••••• S••••

E•••••••• M••• A•••• M••••••••• L••independent RIANew Berlin, Wi IA-onlyIAPD 5637553

Feed of 09/14/2026

Also filed as James A. Sayas

At current firm

1 y

since Jan 1, 2025

In the industry

17 y

since Feb 13, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Wealth Management Advisor with Du Charme Wealth Managementreportedencompassmore.comfirm site, Sep 15, 2026
Direct business phone: 916-718-0601reportedencompassmore.comfirm site, Sep 15, 2026
Professional profile: linkedin.com/in/james-sayas-208637breportedencompassmore.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

E•••••••• M••• A•••• M••••••••• L•• independent RIA current
since Jan 1, 2025 · New Berlin, Wi
S•• I••••••••• A•••••••• I••• former
Jul 17, 2023 to Oct 17, 2024 · New Berlin, Wi
G••••• V••• C•••••• M••••••••• L•• independent RIA
Jan 8, 2015 to Jul 20, 2023 · Waukesha, Wi
P•••••••• S••••••••• I••• BD affiliated
Apr 20, 2009 to Dec 31, 2014 · Downers Grove, Il

Moves

a registration end followed by a registration begin elsewhere

S•• I••••••••• A•••••••• I••• to E•••••••• M••• A•••• M••••••••• L••
left Oct 17, 2024, registered Jan 1, 2025 (76 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
G••••• V••• C•••••• M••••••••• L•• to S•• I••••••••• A•••••••• I•••
left Jul 20, 2023, registered Jul 17, 2023 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
P•••••••• S••••••••• I••• to G••••• V••• C•••••• M••••••••• L••
left Dec 31, 2014, registered Jan 8, 2015 (8 days) · Other

Signals

J•••• A•••••••• S•••• left S•• I••••••••• A•••••••• I••• for E•••••••• M••• A•••• M••••••••• L•• (registered 2025-01-01)
Oct 17, 2024 · Advisor changed firm · fact
J•••• A•••••••• S•••• left G••••• V••• C•••••• M••••••••• L•• for S•• I••••••••• A•••••••• I••• (registered 2023-07-17)
Jul 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address