DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michele Kathleen Johnson
Certified Financial Planner
Feed of 09/14/2026
Also filed as Michele K Tyler
At current firm
0 y
since Jul 30, 2026
In the industry
17 y
since Jan 1, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jul 30, 2026 · Willoughby, Oh
- Lighthouse Advisers, LLC unclassifiedJun 30, 2023 to Sep 29, 2023 · Mentor, Oh
- LPL Financial LLC BD affiliatedJan 3, 2020 to Aug 17, 2026 · Mentor, Oh
- Lighthouse Advisers, LLC unclassifiedJun 18, 2018 to Jun 2, 2023 · Mentor, Oh
- Pnc Wealth Management BD affiliatedOct 13, 2017 to Apr 11, 2018 · University Heights, Oh
- Raymond James Financial Services Advisors, Inc BD affiliatedJul 7, 2010 to Oct 3, 2017 · Concord, Oh
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Lighthouse Advisers, LLCleft Aug 17, 2026, registered Jun 30, 2023 (-1144 days) · Other
- Lighthouse Advisers, LLC to Cetera Investment Advisers LLCleft Sep 29, 2023, registered Jul 30, 2026 (1035 days) · Other
- Lighthouse Advisers, LLC to LPL Financial LLCleft Jun 2, 2023, registered Jan 3, 2020 (-1246 days) · Other
- Pnc Wealth Management to Lighthouse Advisers, LLCleft Apr 11, 2018, registered Jun 18, 2018 (68 days) · Other
- Raymond James Financial Services Advisors, Inc to Pnc Wealth Managementleft Oct 3, 2017, registered Oct 13, 2017 (10 days) · Other
Signals
- Michele Kathleen Johnson left Lpl Financial Llc for Lighthouse Advisers, Llc (registered 2023-06-30)Aug 17, 2026 · Advisor changed firm · fact
- Michele Kathleen Johnson left Lighthouse Advisers, Llc for Cetera Investment Advisers Llc (registered 2026-07-30)Sep 29, 2023 · Advisor changed firm · fact
- Michele Kathleen Johnson left Lighthouse Advisers, Llc for Lpl Financial Llc (registered 2020-01-03)Jun 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address