DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Erik Allison
At current firm
1 y
since Aug 21, 2025
In the industry
17 y
since Feb 9, 2009 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Savvy independent RIA currentsince Aug 21, 2025 · New York, Ny
- Ea Wealth Management unclassifiedMar 13, 2015 to Dec 31, 2021 · Las Vegas, Nv
- Ea Wealth Management unclassifiedMar 13, 2015 to Dec 31, 2020 · Las Vegas, Nv
- Cambridge Investment Research Advisors, Inc. BD affiliatedJan 21, 2014 to Mar 30, 2015 · Las Vegas, Nv
- United Capital Financial Advisors independent RIANov 19, 2010 to Nov 25, 2013 · Las Vegas, Nv
- Morgan Stanley wirehouseJul 23, 2010 to Oct 1, 2010 · Las Vegas, Nv
- Investment Advisors International, Inc. unclassifiedFeb 9, 2009 to Jul 30, 2010 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- Ea Wealth Management to Savvyleft Dec 31, 2021, registered Aug 21, 2025 (1329 days) · Other
- Cambridge Investment Research Advisors, Inc. to Ea Wealth Managementleft Mar 30, 2015, registered Mar 13, 2015 (-17 days) · Other
- United Capital Financial Advisors to Cambridge Investment Research Advisors, Inc.left Nov 25, 2013, registered Jan 21, 2014 (57 days) · Other
- Morgan Stanley to United Capital Financial Advisorsleft Oct 1, 2010, registered Nov 19, 2010 (49 days) · Other
- Investment Advisors International, Inc. to Morgan Stanleyleft Jul 30, 2010, registered Jul 23, 2010 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address