T•••••• M•••••• L•••••

• L•• F•••••••• L•• BD affiliated current
  since Feb 20, 2023 · Jacksonville Beach, Fl
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Aug 7, 2012 to Mar 1, 2023 · Jacksonville, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jul 1, 2010 to Jun 19, 2012 · Jacksonville, Fl
• E••••• J•••• national BD
  Apr 28, 2009 to Jun 4, 2010 · Jacksonville, Fl

• V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••
  left Mar 1, 2023, registered Feb 20, 2023 (-9 days) · Affiliated broker-dealer or bank to independent RIA
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•••• F•••••••• A•••••••• I•••
  left Jun 19, 2012, registered Aug 7, 2012 (49 days) · Other
• E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jun 4, 2010, registered Jul 1, 2010 (27 days) · Affiliated broker-dealer or bank to wirehouse

• ••• Locked
  Mar 1, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address