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Registered advisor
J••••• P••• R••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Dec 11, 2025
In the industry
10 y
since May 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Dec 11, 2025 · Deerfield, Il
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Dec 18, 2025 · Highland Park, Il
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 1, 2019 to Mar 31, 2025 · Highland Park, Il
- A••••••• F•••••••• A•••••••• L•• BD affiliatedFeb 14, 2018 to Jul 8, 2019 · Northbrook, Il
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 30, 2017 to Jun 15, 2017 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 18, 2025, registered Dec 11, 2025 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- A••••••• F•••••••• A•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 8, 2019, registered Aug 1, 2019 (24 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to A••••••• F•••••••• A•••••••• L••left Jun 15, 2017, registered Feb 14, 2018 (244 days) · Other
Signals
- J••••• P••• R•••••• left S•••••••• A••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-12-11)Dec 18, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address