RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• E•••••• S••••••
- I••••• P••••••••• W•••••• L•• independent RIA currentsince Feb 26, 2024 · Marietta, Ga
- B••••••••• W••••• A•••••••• L•• no RAUMNov 18, 2013 to Jan 17, 2024 · Natick, Ma
- O•••• F•• I••• formerOct 25, 2010 to Dec 7, 2011 · Waltham, Ma
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMay 8, 2009 to Aug 11, 2010 · Pittsford, Ny
- B••••••••• W••••• A•••••••• L•• to I••••• P••••••••• W•••••• L••left Jan 17, 2024, registered Feb 26, 2024 (40 days) · Other
- O•••• F•• I••• to B••••••••• W••••• A•••••••• L••left Dec 7, 2011, registered Nov 18, 2013 (712 days) · Other
- T••••••• I••••••••• M••••••••• I••• to O•••• F•• I•••left Aug 11, 2010, registered Oct 25, 2010 (75 days) · Other
- C•••• E•••••• S•••••• left B••••••••• W••••• A•••••••• L•• for I••••• P••••••••• W•••••• L•• (registered 2024-02-26)Jan 17, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address