DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher Charles Fox

Park Avenue Securities LLCBD affiliatedDenver, Co dual registrantIAPD 5641532

Feed of 09/15/2026

Also filed as Chris Fox

At current firm

0 y

since Apr 30, 2026

In the industry

14 y

since Jun 29, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Park Avenue Securities LLC BD affiliated current
since Apr 30, 2026 · Denver, Co
MML Investors Services, LLC BD affiliated
Apr 28, 2025 to Jul 28, 2025 · Denver, Co
LPL Enterprise, LLC BD affiliated
Nov 14, 2024 to Apr 7, 2025 · Englewood, Co
Pruco Securities, LLC no RAUM
Mar 16, 2023 to Nov 14, 2024 · Englewood, Co
Empower Advisory Group, LLC BD affiliated
Feb 9, 2021 to Mar 3, 2023 · Greenwood Village, Co
RBC Capital Markets, LLC national BD
May 4, 2018 to Mar 2, 2020 · Denver, Co
Swan Global Investments, LLC other
Oct 20, 2015 to Oct 26, 2017 · Windsor, Co
Curian Capital, LLC former
Dec 2, 2013 to Sep 15, 2015 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to Park Avenue Securities LLC
left Jul 28, 2025, registered Apr 30, 2026 (276 days) · Affiliated broker-dealer or bank to another
LPL Enterprise, LLC to MML Investors Services, LLC
left Apr 7, 2025, registered Apr 28, 2025 (21 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to LPL Enterprise, LLC
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
Empower Advisory Group, LLC to Pruco Securities, LLC
left Mar 3, 2023, registered Mar 16, 2023 (13 days) · Affiliated broker-dealer or bank to another
RBC Capital Markets, LLC to Empower Advisory Group, LLC
left Mar 2, 2020, registered Feb 9, 2021 (344 days) · Other
Swan Global Investments, LLC to RBC Capital Markets, LLC
left Oct 26, 2017, registered May 4, 2018 (190 days) · Other
Curian Capital, LLC to Swan Global Investments, LLC
left Sep 15, 2015, registered Oct 20, 2015 (35 days) · Other

Signals

Christopher Charles Fox left Mml Investors Services, Llc for Park Avenue Securities Llc (registered 2026-04-30)
Jul 28, 2025 · Advisor changed firm · fact
Christopher Charles Fox left Lpl Enterprise, Llc for Mml Investors Services, Llc (registered 2025-04-28)
Apr 7, 2025 · Advisor changed firm · fact
Christopher Charles Fox left Empower Advisory Group, Llc for Pruco Securities, Llc (registered 2023-03-16)
Mar 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address