C•••••••• T••••

J••• M••••• S••••••••• L••wirehouseSouthport, Ct dual registrantIAPD 5642097

Feed of 09/14/2026

Also filed as C•••••••• P••••••

At current firm

2 y

since Apr 17, 2024

In the industry

14 y

since Sep 30, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Apr 17, 2024 · Southport, Ct
J••• M••••• P•••••• W••••• A••••••• L•• former
Oct 18, 2021 to Mar 21, 2025 · Greenwich, Ct
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 2, 2015 to Oct 19, 2021 · White Plains, Ny

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Mar 21, 2025, registered Apr 17, 2024 (-338 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••
left Oct 19, 2021, registered Oct 18, 2021 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address