RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• S••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 16, 2021 · Florham Park, Nj
- M••••• S•••••• wirehouseApr 7, 2020 to Jul 1, 2021 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseSep 28, 2012 to Mar 12, 2020 · New York, Ny
- M••••• S•••••• wirehouseOct 11, 2011 to Oct 5, 2012 · New York, Ny
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jul 1, 2021, registered Jul 16, 2021 (15 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to M••••• S••••••left Mar 12, 2020, registered Apr 7, 2020 (26 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to J••• M••••• S••••••••• L••left Oct 5, 2012, registered Sep 28, 2012 (-7 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address