RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Apr 29, 2025 · Alpharetta, Ga
- F•••• T•••• S••••••••• I••• BD affiliatedMay 31, 2019 to Dec 23, 2020 · Atlanta, Ga
- M•• S••••••••• I••• unclassifiedMar 1, 2019 to May 13, 2019 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseJun 20, 2013 to Nov 21, 2017 · Marietta, Ga
- M••••• S•••••• wirehouseAug 5, 2011 to Mar 5, 2012 · Melville, Ny
- F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••left Dec 23, 2020, registered Apr 29, 2025 (1588 days) · Affiliated broker-dealer or bank to wirehouse
- M•• S••••••••• I••• to F•••• T•••• S••••••••• I•••left May 13, 2019, registered May 31, 2019 (18 days) · Other
- W•••• F•••• A••••••• to M•• S••••••••• I•••left Nov 21, 2017, registered Mar 1, 2019 (465 days) · Other
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 5, 2012, registered Jun 20, 2013 (472 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address