DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••• B••••• B•••••
Feed of 09/14/2026
At current firm
10 y
since Oct 16, 2015
In the industry
17 y
since May 18, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 16, 2015 · Dayton, Oh
- U•• F•••••••• S••••••• I••• wirehouseMay 28, 2010 to Oct 26, 2015 · Miamisburg, Oh
- S••••••• F•••••••• S•••••••• I••• formerJun 17, 2009 to Nov 4, 2009 · Daniel Island, Sc
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Oct 26, 2015, registered Oct 16, 2015 (-10 days) · Wirehouse to wirehouse · moved with a team
- S••••••• F•••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••left Nov 4, 2009, registered May 28, 2010 (205 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address