DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• S••••••

F••••independent RIAWest Palm Beach, Fl IA-onlyIAPD 5646433

Certified Financial Planner

Feed of 09/15/2026

Also filed as K•••• S••••••

At current firm

0 y

since Jul 15, 2026

In the industry

17 y

since Jun 12, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• independent RIA current
since Jul 15, 2026 · West Palm Beach, Fl
D•• W••••• M••••••••• independent RIA
Sep 29, 2025 to Jun 30, 2026 · Bella Vista, Ar
A••• P••••••• state registered
Aug 17, 2016 to Jun 2, 2022 · St. Petersburg, Fl
L•• F•••••••• L•• BD affiliated
Oct 27, 2014 to Sep 26, 2016 · St. Petersburg, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 13, 2012 to Oct 27, 2014 · Saint Petersburg, Fl
E••••• J•••• national BD
Jun 22, 2009 to Aug 13, 2012 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

D•• W••••• M••••••••• to F••••
left Jun 30, 2026, registered Jul 15, 2026 (15 days) · RIA to RIA
A••• P••••••• to D•• W••••• M•••••••••
left Jun 2, 2022, registered Sep 29, 2025 (1215 days) · Other
L•• F•••••••• L•• to A••• P•••••••
left Sep 26, 2016, registered Aug 17, 2016 (-40 days) · Other · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Oct 27, 2014, registered Oct 27, 2014 (0 days) · Other
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 13, 2012, registered Aug 13, 2012 (0 days) · Affiliated broker-dealer or bank to wirehouse

Signals

K•••• S•••••• left D•• W••••• M••••••••• for Facet (registered 2026-07-15)
Jun 30, 2026 · Advisor changed firm · fact
K•••• S•••••• left A••• P••••••• for D•• W••••• M••••••••• (registered 2025-09-29)
Jun 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address