Y•••• E•••••

• M••••• S•••••• wirehouse current
  since Oct 7, 2019 · Sarasota, Fl
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Oct 16, 2019 · Lakewood Ranch, Fl
• C•••• I••••••••• S••••••• C•••• former
  Dec 2, 2009 to Oct 1, 2012 · Sarasota, Fl
• E•••••••• A•••••••• L•• national BD
  Aug 18, 2009 to Sep 3, 2009 · High Point, Nc

• J••• M••••• S••••••••• L•• to M••••• S••••••
  left Oct 16, 2019, registered Oct 7, 2019 (-9 days) · Wirehouse to wirehouse · moved with a team
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• E•••••••• A•••••••• L•• to C•••• I••••••••• S••••••• C••••
  left Sep 3, 2009, registered Dec 2, 2009 (90 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address