DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Howard

Eagle Strategies LLCBD affiliatedBellevue, Wadual registrantIAPD 5651139

Feed of 09/14/2026

Also filed as Billy Howard

At current firm

0 y

since May 13, 2026

In the industry

16 y

since Mar 9, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Eagle Strategies LLC BD affiliated current
since May 13, 2026 · Bellevue, Wa
Avantia Investment Services, LLC independent RIA
Jan 2, 2024 to May 12, 2025 · Seattle, Wa
J.P. Morgan Securities LLC wirehouse
May 25, 2023 to Jun 14, 2023 · Seattle, Wa
Oppenheimer & Co. Inc. BD affiliated
Apr 13, 2017 to Jun 1, 2023 · Seattle, Wa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 23, 2012 to Apr 17, 2017 · Seattle, Wa
Ameriprise Financial Services, LLC national BD
Mar 11, 2010 to Jan 25, 2012 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

Avantia Investment Services, LLC to Eagle Strategies LLC
left May 12, 2025, registered May 13, 2026 (366 days) · RIA to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to Avantia Investment Services, LLC
left Jun 14, 2023, registered Jan 2, 2024 (202 days) · Wirehouse to independent RIA
Oppenheimer & Co. Inc. to J.P. Morgan Securities LLC
left Jun 1, 2023, registered May 25, 2023 (-7 days) · Affiliated broker-dealer or bank to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Oppenheimer & Co. Inc.
left Apr 17, 2017, registered Apr 13, 2017 (-4 days) · Other
Ameriprise Financial Services, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jan 25, 2012, registered Jan 23, 2012 (-2 days) · Affiliated broker-dealer or bank to wirehouse

Signals

William Howard left Avantia Investment Services, Llc for Eagle Strategies Llc (registered 2026-05-13)
May 12, 2025 · Advisor changed firm · fact
William Howard left J.P. Morgan Securities Llc for Avantia Investment Services, Llc (registered 2024-01-02)
Jun 14, 2023 · Advisor changed firm · fact
William Howard left Oppenheimer & Co. Inc. for J.P. Morgan Securities Llc (registered 2023-05-25)
Jun 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address