DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••••• O••••

E•••• S••••••••• L••BD affiliatedNew York, Ny dual registrantIAPD 5652841

Certified Financial Planner

Feed of 09/14/2026

Also filed as Reynaldo Antonio Ortiz

At current firm

0 y

since Oct 14, 2025

In the industry

17 y

since Apr 24, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• S••••••••• L•• BD affiliated current
since Oct 14, 2025 · Valley Stream, Ny
M• H••••••• S••••••••• I••• BD affiliated
Aug 22, 2023 to Jun 17, 2025 · Portland, Or
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Apr 13, 2021 to Apr 11, 2023 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 13, 2019 to Sep 17, 2020 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M• H••••••• S••••••••• I••• to E•••• S••••••••• L••
left Jun 17, 2025, registered Oct 14, 2025 (119 days) · Affiliated broker-dealer or bank to another
N••••••••• M••••• I••••••••• S••••••••• to M• H••••••• S••••••••• I•••
left Apr 11, 2023, registered Aug 22, 2023 (133 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Sep 17, 2020, registered Apr 13, 2021 (208 days) · Other

Signals

R••••••• O•••• left M• H••••••• S••••••••• I••• for E•••• S••••••••• L•• (registered 2025-10-14)
Jun 17, 2025 · Advisor changed firm · fact
R••••••• O•••• left N••••••••• M••••• I••••••••• S••••••••• for M• H••••••• S••••••••• I••• (registered 2023-08-22)
Apr 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address