DFX Intelligence
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Registered advisor
R••• J•• N•••••••
Feed of 09/15/2026
Also filed as J•• R••• N••••••••• J• N••••••••• J•• N•••••••
At current firm
1 y
since Aug 11, 2025
In the industry
18 y
since Apr 1, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 11, 2025 · El Segundo, Ca
- J••• M••••• S••••••••• L•• wirehouseJan 31, 2025 to Aug 8, 2025 · Irvine, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 4, 2022 to Jan 21, 2025 · Brea, Ca
- W•••• F•••• A••••••• wirehouseDec 12, 2019 to Jul 18, 2022 · Irvine, Ca
- W•••• F•••• A••••••• wirehouseNov 23, 2010 to Jun 18, 2018 · Haddon Township, Nj
- W•••• F•••• I••••••••• L•• unclassifiedAug 3, 2009 to Oct 12, 2010 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Aug 8, 2025, registered Aug 11, 2025 (3 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jan 21, 2025, registered Jan 31, 2025 (10 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 18, 2022, registered Oct 4, 2022 (78 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Oct 12, 2010, registered Nov 23, 2010 (42 days) · Other
Signals
- ••• LockedAug 8, 2025 · Advisor changed firm · fact
- ••• LockedJan 21, 2025 · Advisor changed firm · fact
- ••• LockedJul 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address