RIA Intelligence

• M••••• S•••••• wirehouse current
  since Feb 27, 2025 · Chicago, Il
• J••• M••••• S••••••••• L•• wirehouse
  Apr 11, 2018 to Mar 11, 2025 · Evanston, Il
• F•••• T•••• S••••••••• I••• BD affiliated
  Nov 4, 2015 to Mar 30, 2018 · Orland Park, Il
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Apr 16, 2015 · Chicago, Il
• C•••• I••••••••• S••••••• C•••• former
  Oct 25, 2011 to Oct 1, 2012 · Chicago, Il

• J••• M••••• S••••••••• L•• to M••••• S••••••
  left Mar 11, 2025, registered Feb 27, 2025 (-12 days) · Wirehouse to wirehouse
• F•••• T•••• S••••••••• I••• to J••• M••••• S••••••••• L••
  left Mar 30, 2018, registered Apr 11, 2018 (12 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• J••• M••••• S••••••••• L•• to F•••• T•••• S••••••••• I•••
  left Apr 16, 2015, registered Nov 4, 2015 (202 days) · Other
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

• Y•••••• F•••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2025-02-27)
  Mar 11, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address