RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• G••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince May 1, 2026 · Plymouth, Mn
- L••• T•••• W••••• M••••••••• I••• formerMar 22, 2016 to May 8, 2026 · Folsom, Ca
- L••••••••• F•••••••• P••••••• unclassifiedNov 8, 2013 to Dec 31, 2016 · Folsom, Ca
- L••••••••• F•••••••• P••••••• formerMay 6, 2009 to Dec 31, 2014 · Folsom, Ca
- L••• T•••• W••••• M••••••••• I••• to W••••• E••••••••• A••••••• S•••••••• L••left May 8, 2026, registered May 1, 2026 (-7 days) · RIA to affiliated broker-dealer or bank · moved with a team
- L••••••••• F•••••••• P••••••• to L••• T•••• W••••• M••••••••• I•••left Dec 31, 2016, registered Mar 22, 2016 (-284 days) · Other
- L••••••••• F•••••••• P••••••• to L••••••••• F•••••••• P•••••••left Dec 31, 2014, registered Nov 8, 2013 (-418 days) · Other
- D•••••• G•••• left L••• T•••• W••••• M••••••••• I••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-05-01)May 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address