DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lake Tahoe Wealth Management, Inc.

Former SEC-registered adviserFolsom, CaliforniaCRD 166173SEC 801-108216website IAPD

Latest filing Feb 3, 2026

First filing on the tape Jul 27, 2016 · 22 filings

SEC status approved since Aug 5, 2016

RAUM

$302M

reported, Item 5.F

Discretionary

89%

of RAUM

Private clients

95%

$286M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

22 filings and snapshots on the tape

RAUM$302M as of Feb 3, 2026

Mar 24, 2017$134M then

HNW client RAUM$235M as of Feb 3, 2026

Mar 19, 2018$89.2M then

State-registered IARs (5.B.3)4 as of Feb 3, 2026

Mar 24, 20176 then

Employees (5.A)5 as of Feb 3, 2026

Mar 24, 20177 then

Private funds: no history

RAUM +17% over the last fiscal year+18% a year over threeIARs 3 to 4

Practice profile

derived from the filing of Feb 3, 2026; every figure names its basis

RAUM per advisor: $75.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 79derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.2MderivedHNW RAUM over HNW clients
Average account: $300,415derivedRAUM over accounts (5.F.2.f)
Discretionary: 89%derivedof RAUM
Institutional: 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 1.0derived4 offices incl. principal (1.F.5)
RAUM growth, one year: +17%derivedbetween the last two annual amendments
Advisor growth, one year: +33%derivedItem 5.B.3 between annual amendments
Client growth, one year: +3.3%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$235M78%
Individuals$51.7M17%
Pension and profit-sharing plans$14.1M4.7%
Charitable organizations$1.3M0.4%

Individual clients: 205reported
HNW clients: 109reported
Pension plan clients: 5reported
Charitable clients: 9reported
Accounts: 1,005reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

5 left, 0 joined in 12 months

net -5 in 12 months0 left in 90 days0 joined in 90 days5 left over 36 months

Left, latest

Ian Brauer to Wealth Enhancement Advisory Services, LLC
May 8, 2026 · RIA to affiliated broker-dealer or bank
Deborah Grose to Wealth Enhancement Advisory Services, LLC
May 8, 2026 · RIA to affiliated broker-dealer or bank
Timothy Sallade to Wealth Enhancement Advisory Services, LLC
May 8, 2026 · RIA to affiliated broker-dealer or bank
Ethan Aaron Green to Wealth Enhancement Advisory Services, LLC
May 8, 2026 · RIA to affiliated broker-dealer or bank
Michael Barney Bono to Wealth Enhancement Advisory Services, LLC
May 8, 2026 · RIA to affiliated broker-dealer or bank
Charles Dustin Capasso to Capasso Planning Partners LLC
Jun 15, 2018 · RIA to RIA

Joined, latest

Michael Barney Bono from Bck Partners, Inc.
Oct 1, 2024 · RIA to RIA
Deborah Grose from Lighthouse Financial Planning
Mar 22, 2016 · Other
Charles Dustin Capasso from Detterbeck Wealth Management
Dec 18, 2013 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 left for Wealth Enhancement Advisory Services, LLC
May 8, 2026 · Folsom, Ca · Firm absorbed

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Sue Deborah Grose · President, Ceo, Ccocontrol
since 02/2020 · owns 75% or more
Earl Timothy Sallade · Chief Investment Officer
since 08/2014 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Folsom, Ca · principal	0	0	3
Melbourne, Fl	0	0	1
Corning, Ny	0	0	1

Offices

Schedule D 1.F, the 25 largest

Placerville, CA1 employees
, 1 employees

What changed

consecutive filings, newest first

Accounts · 971 to 1,005
Jun 9, 2025 to Feb 3, 2026
Charity clients · 6 to 9
Jun 9, 2025 to Feb 3, 2026
HNW clients · 107 to 109
Jun 9, 2025 to Feb 3, 2026
Individual clients · 197 to 205
Jun 9, 2025 to Feb 3, 2026
Pension plan clients · 4 to 5
Jun 9, 2025 to Feb 3, 2026
HQ city · to FOLSOM
Jun 9, 2025 to Feb 3, 2026
HQ state · to CA
Jun 9, 2025 to Feb 3, 2026
State-registered IARs · 3 to 4
Jun 9, 2025 to Feb 3, 2026
Discretionary RAUM · $231M to $270M
Jun 9, 2025 to Feb 3, 2026
HNW RAUM · $199M to $235M
Jun 9, 2025 to Feb 3, 2026
Individual RAUM · $44.9M to $51.7M
Jun 9, 2025 to Feb 3, 2026
Non-discretionary RAUM · $26.3M to $32.0M
Jun 9, 2025 to Feb 3, 2026
Pension RAUM · $12.2M to $14.1M
Jun 9, 2025 to Feb 3, 2026
RAUM · $257M to $302M
Jun 9, 2025 to Feb 3, 2026
Financial planning clients · 251-500 to 251-500
May 5, 2025 to Jun 9, 2025
Accounts · 785 to 971
Oct 24, 2024 to Mar 21, 2025
Charity clients · unset to 6.0
Oct 24, 2024 to Mar 21, 2025
HNW clients · 85 to 107
Oct 24, 2024 to Mar 21, 2025
Individual clients · 149 to 197
Oct 24, 2024 to Mar 21, 2025
Pension plan clients · 8 to 4
Oct 24, 2024 to Mar 21, 2025
Financial planning clients · 101-250 to 251-500
Oct 24, 2024 to Mar 21, 2025
HQ city · unset to
Oct 24, 2024 to Mar 21, 2025
HQ state · unset to
Oct 24, 2024 to Mar 21, 2025
Discretionary RAUM · $168M to $231M
Oct 24, 2024 to Mar 21, 2025
HNW RAUM · $150M to $199M
Oct 24, 2024 to Mar 21, 2025
Individual RAUM · $29.3M to $44.9M
Oct 24, 2024 to Mar 21, 2025
Non-discretionary RAUM · $23.3M to $26.3M
Oct 24, 2024 to Mar 21, 2025
Pension RAUM · $12.0M to $12.2M
Oct 24, 2024 to Mar 21, 2025
RAUM · $192M to $257M
Oct 24, 2024 to Mar 21, 2025
Other offices · 2 to 3
Apr 16, 2024 to Oct 24, 2024
Accounts · 780 to 785
Sep 28, 2023 to Mar 19, 2024
HNW clients · 56 to 85
Sep 28, 2023 to Mar 19, 2024
Individual clients · 178 to 149
Sep 28, 2023 to Mar 19, 2024
Pension plan clients · 4 to 8
Sep 28, 2023 to Mar 19, 2024
Discretionary RAUM · $163M to $168M
Sep 28, 2023 to Mar 19, 2024
HNW RAUM · $124M to $150M
Sep 28, 2023 to Mar 19, 2024
Individual RAUM · $58.6M to $29.3M
Sep 28, 2023 to Mar 19, 2024
Non-discretionary RAUM · $21.8M to $23.3M
Sep 28, 2023 to Mar 19, 2024
Pension RAUM · $2.0M to $12.0M
Sep 28, 2023 to Mar 19, 2024
RAUM · $184M to $192M
Sep 28, 2023 to Mar 19, 2024

Signals

9 dated events

Lake Tahoe Wealth Management, Inc. no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $301.9M)
Jun 1, 2026 · Left the SEC roster · derived
Deborah Grose left Lake Tahoe Wealth Management, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-05-01)
May 8, 2026 · Advisor changed firm · fact
Timothy Sallade left Lake Tahoe Wealth Management, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-05-12)
May 8, 2026 · Advisor changed firm · fact
Michael Barney Bono left Lake Tahoe Wealth Management, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-05-01)
May 8, 2026 · Advisor changed firm · fact
Ethan Aaron Green left Lake Tahoe Wealth Management, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-05-04)
May 8, 2026 · Advisor changed firm · fact
Ian Brauer left Lake Tahoe Wealth Management, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-05-01)
May 8, 2026 · Advisor changed firm · fact
Lake Tahoe Wealth Management, Inc.'s advisors moved to Wealth Enhancement Advisory Services, LLC (Folsom, CA): 3 of 5 registered, on the same day
May 8, 2026 · Firm absorbed (people side) · derived
Patrick Richard Dee (President / Chief Executive Officer / Cco) no longer on Schedule A of Lake Tahoe Wealth Management, Inc. (listed 2019-03-09, absent 2020-03-25)
Mar 25, 2020 · Control person left · inference
Lake Tahoe Wealth Management, Inc. filed its initial SEC registration (Form ADV)
Jul 27, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026