RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A••••••
- B•• F•••••••• A••••••• BD affiliated currentsince Jan 12, 2026 · Plano, Tx
- M•••••• A••••• S••••••••• L•• BD affiliatedJul 2, 2025 to Nov 20, 2025 · Albuquerque, Nm
- T•• A•••••••• G•••• BD affiliatedSep 30, 2022 to Apr 25, 2025 · Albuquerque, Nm
- M•••••• A••••• S••••••••• L•• to B•• F•••••••• A•••••••left Nov 20, 2025, registered Jan 12, 2026 (53 days) · Affiliated broker-dealer or bank to another
- T•• A•••••••• G•••• to M•••••• A••••• S••••••••• L••left Apr 25, 2025, registered Jul 2, 2025 (68 days) · Affiliated broker-dealer or bank to another
- J••••• A•••••• left M•••••• A••••• S••••••••• L•• for B•• F•••••••• A••••••• (registered 2026-01-12)Nov 20, 2025 · Advisor changed firm · fact
- J••••• A•••••• left T•• A•••••••• G•••• for M•••••• A••••• S••••••••• L•• (registered 2025-07-02)Apr 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address