RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M•••••• J••••••
- R•••• P•••• W••••• M••••••••• L•• state registered currentsince Aug 21, 2026 · Brentwood, Tn
- C••••••••• F•••••••• N•••••• national BD currentsince Jan 12, 2018 · Brentwood, Tn
- L••••• F•••••••• G••••• L•• BD affiliatedJul 28, 2014 to Jan 2, 2018 · Saint Louis, Mo
- C••••••••• F•••••••• N•••••• national BDFeb 21, 2012 to Jun 2, 2014 · Brentwood, Tn
- L•• F•••••••• L•• BD affiliatedSep 16, 2011 to Feb 16, 2012 · Brentwood, Tn
- L••••• F•••••••• G••••• L•• to C••••••••• F•••••••• N••••••left Jan 2, 2018, registered Jan 12, 2018 (10 days) · Other
- C••••••••• F•••••••• N•••••• to L••••• F•••••••• G••••• L••left Jun 2, 2014, registered Jul 28, 2014 (56 days) · Other
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Feb 16, 2012, registered Feb 21, 2012 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address