RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• P•••••
- C•••••• independent RIA currentsince Sep 15, 2022 · San Diego, Ca
- D•••••• • Y•••••• L•• formerDec 1, 2021 to Mar 31, 2023 · San Diego, Ca
- G•••• W••••• M••••••••• L•• formerFeb 6, 2015 to Jun 6, 2016 · San Diego, Ca
- D•••••• • Y•••••• L•• to C••••••left Mar 31, 2023, registered Sep 15, 2022 (-197 days) · RIA to RIA · moved with a team
- G•••• W••••• M••••••••• L•• to D•••••• • Y•••••• L••left Jun 6, 2016, registered Dec 1, 2021 (2004 days) · Other
- J••• M•••••• P••••• left D•••••• • Y•••••• L•• for Corient (registered 2022-09-15)Mar 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address