DFX Intelligence

RIA Intelligence

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Firm absorbed

20 advisors left D•••••• • Y•••••• L•• for C••••••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Andrew Haines McnamaraSan Diego, CaMar 31, 2023Sep 15, 2022
Andrew Yoontae KimSan Diego, CaMar 31, 2023Jan 6, 2025
Anna E. DiazSan Diego, CaMar 31, 2023Sep 15, 2022
Brett Ryan PernicanoSan Diego, CaMar 31, 2023Sep 15, 2022
Brian Robert HebertSan Diego, CaMar 31, 2023Mar 20, 2024
Chris Martin JohnsonSan Diego, CaMar 31, 2023Jan 1, 2025
Elias Franchesco VeraSan Diego, CaMar 31, 2023Sep 15, 2022
Erik Henry NelsonSan Diego, CaMar 31, 2023Sep 15, 2022
Grant Allan WebsterSan Diego, CaMar 31, 2023Sep 15, 2022
Jacob Thomas ErlendsonSan Diego, CaMar 31, 2023Sep 15, 2022
Jeffrey Michael GohslerSan Diego, CaMar 31, 2023Sep 15, 2022
John Michael PetersSan Diego, CaMar 31, 2023Sep 15, 2022
Kelly Ann FeldmannSan Diego, CaMar 31, 2023Jan 2, 2025
Kendrick Akira UyedaSan Diego, CaMar 31, 2023Sep 15, 2022
Matthew Ross AdamsSan Diego, CaMar 31, 2023Sep 15, 2022
Michael Nowlan StraussSan Diego, CaMar 31, 2023Sep 15, 2022
Michael S BrownSan Diego, CaMar 31, 2023Sep 15, 2022
Raymond Mark WernigSan Diego, CaMar 31, 2023Sep 15, 2022
Robert Joseph HanlonSan Diego, CaMar 31, 2023Nov 21, 2023
William Giles BeamerSan Diego, CaMar 31, 2023Sep 15, 2022
The rule
Registrations ended
Mar 31, 2023
Registered next
Sep 15, 2022 to Jan 6, 2025
Branch state
CA
Cities
1, most in San Diego, Ca
Registered there that day
20 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
a succession within a year (Oct 20, 2023), not necessarily this firm
Other teams out of D•••••• • Y•••••• L••Other teams into C••••••