RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• R•••••• H••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 9, 2026 · Columbus, Oh
- M••••• S•••••• wirehouseJul 11, 2024 to Mar 20, 2026 · Columbus, Oh
- J••• M••••• P•••••• W••••• A••••••• L•• formerJun 3, 2021 to Nov 7, 2023 · San Francisco, Ca
- M••••• S•••••• wirehouseApr 16, 2012 to Jun 3, 2021 · Columbus, Oh
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 20, 2026, registered Apr 9, 2026 (20 days) · Wirehouse to wirehouse
- J••• M••••• P•••••• W••••• A••••••• L•• to M••••• S••••••left Nov 7, 2023, registered Jul 11, 2024 (247 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to J••• M••••• P•••••• W••••• A••••••• L••left Jun 3, 2021, registered Jun 3, 2021 (0 days) · Wirehouse to affiliated broker-dealer or bank
- B••••••• R•••••• H•••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-04-09)Mar 20, 2026 · Advisor changed firm · fact
- B••••••• R•••••• H•••• left J••• M••••• P•••••• W••••• A••••••• L•• for M••••• S•••••• (registered 2024-07-11)Nov 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address