RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••••• H•••••••
- L•• E••••••••• L•• BD affiliated currentsince Oct 16, 2025 · Troy, Mi
- J••• M••••• S••••••••• L•• wirehouseJan 5, 2022 to Oct 2, 2024 · Flint, Mi
- E•••••• C•••••• M••••••••• L•• formerDec 23, 2019 to Feb 8, 2021 · Farmington Hills, Mi
- U••••••••• W••••• M••••••••• L•• independent RIASep 18, 2013 to Apr 10, 2014 · Gran Blanc, Mi
- W•••• F•••• A••••••• wirehouseJan 7, 2011 to Apr 24, 2013 · Troy, Mi
- E•••••••• A•••••••• L•• national BDJan 27, 2010 to May 13, 2010 · Grand Blanc, Mi
- J••• M••••• S••••••••• L•• to L•• E••••••••• L••left Oct 2, 2024, registered Oct 16, 2025 (379 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to J••• M••••• S••••••••• L••left Feb 8, 2021, registered Jan 5, 2022 (331 days) · RIA to wirehouse
- U••••••••• W••••• M••••••••• L•• to E•••••• C•••••• M••••••••• L••left Apr 10, 2014, registered Dec 23, 2019 (2083 days) · Other
- W•••• F•••• A••••••• to U••••••••• W••••• M••••••••• L••left Apr 24, 2013, registered Sep 18, 2013 (147 days) · Other
- E•••••••• A•••••••• L•• to W•••• F•••• A•••••••left May 13, 2010, registered Jan 7, 2011 (239 days) · Affiliated broker-dealer or bank to wirehouse
- R••••••• H••••••• left J••• M••••• S••••••••• L•• for L•• E••••••••• L•• (registered 2025-10-16)Oct 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address