RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• T• B••••
- M•••••• I••••••••• i••••••••• wealth currentsince Jul 10, 2023 · Alexandria, Va
- C••••••• W••••• M••••••••• I••• formerJun 11, 2015 to Jul 10, 2023 · Alexandria, Va
- M••••• L•• i••••••••• wealthOct 3, 2014 to Jun 11, 2015 · Tysons Corner, Va
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 18, 2009 to Oct 3, 2014 · Philadelphia, Pa
- C••••••• W••••• M••••••••• I••• to M•••••• I•••••••••left Jul 10, 2023, registered Jul 10, 2023 (0 days) · RIA to RIA
- M••••• L•• to C••••••• W••••• M••••••••• I•••left Jun 11, 2015, registered Jun 11, 2015 (0 days) · Other
- V••• F•••••••• A•••••••• I••• to M••••• L••left Oct 3, 2014, registered Oct 3, 2014 (0 days) · corporate re-registration, not a move
- E••• T• B•••• left C••••••• W••••• M••••••••• I••• for M•••••• I••••••••• (registered 2023-07-10)Jul 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address