RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• N••••••• C••••••
- •••••••• independent RIA currentsince Mar 6, 2026 · Clayton, Mo
- W•••• F•••• A••••••• wirehouseJan 5, 2015 to Mar 10, 2026 · Charlottesville, Va
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 5, 2012 to Jan 6, 2015 · Charlottesvle, Va
- V•• A••••••• S••••••• formerAug 9, 2011 to Mar 1, 2012 · Blacksburg, Va
- W•••• F•••• A••••••• to ••••••••left Mar 10, 2026, registered Mar 6, 2026 (-4 days) · Wirehouse to independent RIA · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to W•••• F•••• A•••••••left Jan 6, 2015, registered Jan 5, 2015 (-1 days) · Other
- V•• A••••••• S••••••• to N••••••••• M••••• I••••••••• S•••••••••left Mar 1, 2012, registered Apr 5, 2012 (35 days) · Other
- P•••••• N••••••• C•••••• left W•••• F•••• A••••••• for &Partners (registered 2026-03-06)Mar 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address