B•••• J•••• W••••

• R••••• W• B•••• • C•• I••••••••• mixed wealth current
  since Mar 25, 2019 · Midland, Mi
• W•••• F•••• A••••••• wirehouse
  Jun 16, 2011 to Mar 27, 2019 · Midland, Mi
• E••••• J•••• national BD
  Aug 5, 2009 to Jun 14, 2011 · St Louis, Mo

• W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••
  left Mar 27, 2019, registered Mar 25, 2019 (-2 days) · Wirehouse to independent RIA · moved with a team
• E••••• J•••• to W•••• F•••• A•••••••
  left Jun 14, 2011, registered Jun 16, 2011 (2 days) · Affiliated broker-dealer or bank to wirehouse

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wealth manager with institutional or fund businessderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

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