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Registered advisor
A•••••• J• B•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A•••••• James B•••••
At current firm
1 y
since Mar 31, 2025
In the industry
13 y
since May 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Villanova, Pa
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 9, 2024 to Mar 31, 2025 · Villanova, Pa
- V••••••• A•••••••• I••• BD affiliatedMay 10, 2017 to Aug 29, 2024 · Malvern, Pa
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 25, 2013 to May 2, 2017 · Kng Of Prussia, Pa
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- V••••••• A•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Aug 29, 2024, registered Sep 9, 2024 (11 days) · Affiliated broker-dealer or bank to another · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to V••••••• A•••••••• I•••left May 2, 2017, registered May 10, 2017 (8 days) · Other
Signals
- A•••••• J• B••••• left V••••••• A•••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-09-09)Aug 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address