DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Ty Brown
Feed of 09/14/2026
Also filed as Ty Brown
At current firm
2 y
since Jan 17, 2024
In the industry
17 y
since Jul 22, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Jan 17, 2024 · Phoenix, Az
- LPL Financial LLC BD affiliatedMar 24, 2021 to Jan 29, 2024 · Fort Mill, Sc
- Bmo Harris Financial Advisors, Inc formerMar 12, 2019 to Mar 24, 2021 · Tucson, Az
- Ameriprise Financial Services, LLC national BDMay 12, 2017 to Jul 24, 2018 · Tucson, Az
- Wells Fargo Advisors wirehouseDec 10, 2013 to May 15, 2017 · Tucson, Az
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to J.P. Morgan Securities LLCleft Jan 29, 2024, registered Jan 17, 2024 (-12 days) · Affiliated broker-dealer or bank to wirehouse
- Bmo Harris Financial Advisors, Inc to LPL Financial LLCleft Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Bmo Harris Financial Advisors, Incleft Jul 24, 2018, registered Mar 12, 2019 (231 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Ameriprise Financial Services, LLCleft May 15, 2017, registered May 12, 2017 (-3 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Ronald Ty Brown left Lpl Financial Llc for J.P. Morgan Securities Llc (registered 2024-01-17)Jan 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address